Robert M. Fusfeld

Attorney
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Federal Courts
 
The Rockies Fund, Inc. v. SEC, 428 F.3d 1088 (D.C. Cir. 2005).
SEC v. Guenthner, Fed. Sec. L. Rep. (CCH) ¶93,512 (September 26, 2005).
SEC v. Guenthner, 395 F. Supp. 2d 835 (D. Nebr. 2005).
Geiger v. SEC, 363 F. 3d 481 (D.C. Cir. 2004).
Geman v. SEC, 334 F.3d 1183 (10th Cir. 2003).
Sullivan v. SEC, 159 F.2d 637 (D.C. Cir. 1998).
Lehl v. SEC, 90 F.3d 1483 (10th Cir. 1996).
SEC v. Knowles, 87 F.3d 413 (10th Cir. 1996).
SEC v. Orton, 100 F.3d 968 (10th Cir. 1996).
SEC v. Knowles, 902 F. Supp. 211 (D. Colo. 1995).
C.E. Carlson, Inc. v. SEC, 859 F.2d 1429 (10th Cir. 1988).
SEC v. Sanders, 1986 U.S. Dist. LEXIS 18038 (D. Colo. 1986).
SEC v. OKC Corp.
, 474 F.Supp. 1031 (N.D. Tx. 1979).
SEC v. Sprecher, 595 F.2d 317 (2d Cir. 1979).
Peoples Bank of Danville v. Williams, 449 F. Supp. 254 (W.D. Va. 1978).
 
SEC Administrative Proceedings
 
The Rockies Fund, Inc., Investment Company Act Release 27593 (December 7, 2006).
Stephen J. Horning, Initial Decision No. 318 (September 19, 2006).
Schield Management Co.
, 2006 SEC LEXIS 195 (January 31, 2006).
Steven E. Muth, 2005 SEC LEXIS 2488 (October 3, 2005).
James F. Glaza, 2005 SEC LEXIS 2119 (August 19, 2005).
Gateway International Holdings, Inc.
, 2005 SEC LEXIS 2114 (August 18, 2005).
James F. Glaza, 2005 SEC LEXIS 1798 (July 21, 2005).
Schield Management Co.
, 2005 SEC LEXIS 1198 (May 24, 2005).
Steven E. Muth, 2004 SEC LEXIS 2320 (October 8, 2004).
Zion Capital Management LLC, 2003 SEC LEXIS 2939 (December 11, 2003).
Barry C. Scutillo, 2003 SEC LEXIS 1777 (July 28, 2003).
Carroll A. Wallace, 2003 SEC LEXIS 1991 (August 20, 2003).
Stansbury Holdings Corp.
, 2003 SEC LEXIS 1639 (July 14, 2003).
Zion Capital Management LLC, 2003 SEC LEXIS 253 (January 29, 2003).
Charles F. Kirby, 2003 SEC LEXIS 46 (January 9, 2003).
Daniel R. Lehl, 2002 SEC LEXIS 1796 (May 17, 2002).
Barry C. Scutillo, 2001 SEC LEXIS 844 (May 3, 2001).
The Rockies Fund, 2001 SEC LEXIS 443 (March 9, 2001).
Marc N. Geman, 2001 SEC LEXIS 282; 54 S.E.C. 1226 (February 14, 2001).
Carroll A. Wallace, 2000 SEC LEXIS 2798 (December 18, 2000).
Charles F. Kirby, 2000 SEC LEXIS 2681 (December 7, 2000).
Sky Scientific, Inc.
, 1999 SEC LEXIS 475 (March 5, 1999).
Marc N. Geman, 1997 SEC LEXIS 1608 (August 5, 1997).
C. James Padgett, 1997 SEC LEXIS 634; 52 S.E.C. 1257 ( March 20, 1997).
Benjamin G. Sprecher, 1997 SEC LEXIS 760; 52 S.E.C. 1296 (April 18, 1997).
C. James Padgett, 1997 SEC LEXIS 634; 52 S.E.C. 1257 ( March 20, 1997).
New Allied Development Corp.
, 1996 SEC LEXIS 3262; 52 S.E.C. 1119 (November 26, 1996).
Danny G. Pinkerton, 1996 SEC LEXIS 3067 (October 18, 1996).
Benjamin G. Sprecher, 1996 SEC LEXIS 736 (March 11, 1996).
Consolidated Investment Services, Inc.
, 1996 SEC LEXIS 83; 52 S.E.C. 582 (January 5, 1996).
New Allied Development Corp.
, 1995 SEC LEXIS 2256 (August 31, 1995).
Consolidated Investment Services, Inc.
, 1994 SEC LEXIS 4045 (December 12, 1994).
Juan Carlos Schidlowski, 1994 SEC LEXIS 1615 (May 27, 1994).
C.E. Carlson, Inc.
, 1986 SEC LEXIS 808; 48 S.E.C. 564 (September 11, 1986).
David R. Williams, 1985 SEC LEXIS 2093; 48 S.E.C. 122 (February 26, 1985).
Wall Street West, Inc.
, 1984 SEC LEXIS 2419; 47 S.E.C. 1003 (January 12, 1984).
Wall Street West, Inc.
, 1983 SEC LEXIS 2822 (February 7, 1983).